Merrill Lynch was slammed with a $2.8 million fine by The Financial Industry Regulatory Authority (FINRA) Thursday over findings the company overcharged its customers $32 million in unwarranted fees and failed to provide certain required trade notices.

The press release goes on to mention other violations including the failure to deliver business continuity plans.

A search on the Merrill Lynch website reveals a page publicizing the company's business continuity efforts, including the existence of business continuity plans. It is unclear why these plans were not provided to FINRA.